SEC.gov | SEC Charges Coinbase for Operating as an Unregistered ...
Jun 6, 2023 · The SEC alleges that Coinbase intertwines the traditional services of an exchange, broker, and clearing agency without having registered any of those functions with the Commission as required by law.
Press Releases - SEC.gov
Jan 21, 2025 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.
SEC.gov | Former Coinbase Manager and His Brother Agree to …
May 30, 2023 · The Securities and Exchange Commission today announced that former Coinbase product manager Ishan Wahi and his brother, Nikhil Wahi, agreed to settle charges that they engaged in insider trading through a scheme to trade ahead of multiple announcements regarding at least nine crypto asset securities that would be made available for trading on ...
Coinbase, Inc. and Coinbase Global, Inc. - SEC.gov
Jun 6, 2023 · The SEC alleges that, since 2019, Coinbase has been engaging in an unregistered securities offering through its staking-as-a-service program, which allows customers to earn profits from the "proof of stake" mechanisms of certain blockchains and Coinbase's efforts.
SEC.gov | Statement on the Denial of a Rulemaking Petition …
Dec 15, 2023 · As articulated in the famous Supreme Court decision, SEC v. W.J. Howey Co., [2] an investment contract exists when there is the investment of money in a common enterprise with a reasonable expectation of profits to be derived from the efforts of others.
SEC.gov | SEC Charges Former Coinbase Manager, Two Others in …
Jul 21, 2022 · The SEC’s complaint, filed in federal district court in Seattle, Washington, charges Ishan Wahi, Nikhil Wahi, and Ramani with violating the antifraud provisions of the securities laws and seeks permanent injunctive relief, disgorgement with prejudgment interest, and civil penalties.
Newsroom - SEC.gov
Jan 21, 2025 · SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Force
SEC.gov | SEC Charges Kraken for Operating as an Unregistered ...
Nov 20, 2023 · The SEC alleges that Kraken intertwines the traditional services of an exchange, broker, dealer, and clearing agency without having registered any of those functions with the Commission as required by law.
Remarks at SEC Speaks 2024 - SEC.gov
Apr 3, 2024 · Coinbase, Inc., 2024 U.S. Dist. LEXIS 56994, at *49 (S.D.N.Y. Mar. 27, 2024] (citing allegation in SEC’s complaint that Coinbase used Crypto Ratings Council “to assess whether certain crypto-assets had the characteristics of securities under Howey ”); SEC v.
Jury Trial Demanded Plaintiff Securities and Exchange Commission (the “SEC” or the “Commission”) for its Complaint against Defendants Coinbase, Inc. (“Coinbase”) and Coinbase Global, Inc. (“CGI”) (collectively, “Defendants”) alleges as follows: