Capital One promised very high interest rates on millions of savings accounts but the bank didn't deliver, losing customers ...

In tandem with the Commerce Department's Bureau of Industry and Security, the Biden administration issued a new rule on export controls of domestically produced artificial intelligence chips.

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and ...

New rules that push IT firms providing "critical" services to the U.K.'s financial sector to share more data about ...

Stratus Financial announced the appointment of Sajal Agarwal as the company’s new chief risk officer. Agarwal has held senior roles at global financial institutions including Capital One, Wells Fargo, ...

Business services and consulting company Guidepost Solutions announced the appointment of Paxos Head of Compliance Gabriel Hidalgo as managing director. He brings more than 25 years of experience as a ...

Goya Foods announced the appointment of Jesús Vázquez as its new general counsel. Before embarking on a legal career, Vázquez spent seven years in the aerospace industry, specifically as a guidance ...

Portuguese bank Novo Banco, S.A., fired Chief Risk Officer Carlos Jorge Ferreira Brandão “with just cause” after an internal probe discovered “suspicious financial transactions” in his sphere. In an ...

Tyler Technologies announced that Bill Van Asselt has been promoted to chief legal officer and assumes direct leadership of the legal team. Van Asselt joined Tyler through the acquisition of NIC, in ...

Incline P&C Group, a property and casualty insurance program market services firm, announced the appointment of Sheel Patel as chief risk and strategy officer. Patel moves into the CRSO role after ...

A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year end accounts for the sole purpose of inflating year-end cash, the Securities and ...

Real estate investment trust Welltower announced that Matthew McQueen has been appointed chief legal officer after previously serving as executive vice president – general counsel. McQueen joined ...